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Hedge Fund Fraud
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Problems with Hedge Funds

Funds of Hedge Funds

One of the primary obstacles for the average person who may be interested in hedge funds is the amount of money it takes to become involved. A minimum investment of one million dollars is not uncommon. Since hedge funds have become so popular, it is now possible to buy into certain funds with a minimum investment of as low as 100,000 dollars.

Even this is too rich a price for many small investors, which is where funds of hedge funds come in. A fund of hedge funds is exactly what it sounds like – a pooled investment in hedge fund companies. Funds of hedge funds generally register with the SEC and provide more protection and lower risk for investors. The cost to buy into one can be as low as 25,000 dollars, much more than the minimum investment for most mutual funds but a damn sight better than the six or seven figures otherwise required to get into the hedge fund game.

Funds of hedge funds limit risk by investing in different hedge funds with different managers, different strategies, and different areas of business, thus preventing your investment from being wiped out by the collapse of a hedge fund or an unforeseen market event. Of course, there is correspondingly lesser chance of making obscene profits, as a particularly well-performing hedge fund will be countered by the others. If a fund of hedge funds selects too broad a sample, it risks simply representing the entire market; the ideal number of hedge funds is around eight to fifteen.

The risk and potential returns are still considered to be greater than those of a mutual fund. Besides greater risk, there are other disadvantages to investing in a fund of hedge funds. One of these is a lack of liquidity. A liquid asset is one that can easily be sold at any time. If your money gets tied up in a fund of hedge funds, it might not be possible to get it back out at your convenience. Funds of hedge funds will also complicate income tax returns.

Another serious problem is lack of transparency and accountability. Hedge funds are notoriously secretive, and you may not be able to find out what exactly the hedge funds are doing with your money, which allows ample opportunity for fraud.

Hedge Fund Fraud

Because of lax regulation, fraud is more common in hedge funds than in other investment industries, at least in the United States. This is not to say that such fraud is legal; the SEC can and does take action against any company that defrauds investors. The most common fraud among hedge fund managers is to misrepresent their experience or their company’s track record, or to use money from new investors to pay off old ones in classic pyramid schemes. It is important to thoroughly investigate a hedge fund before deciding to invest in it.

Fraud is more common among smaller hedge funds with relatively small minimum buy-ins and larger numbers of investors. The SEC brought fraud charges against hedge funds twenty times in 2004. Considering that thousands of hedge funds operate in the United States, this is still a low percentage.

Hedge fund fraud does not exist in Europe to anything remotely approaching this level, probably because of increased government regulation. In Great Britain, for example, the FSA (Britain’s equivalent of the SEC) requires hedge fund managers to register and to prove that they are qualified to run the fund.

 

 

If you've invested in hedge funds, have concerns about your investment, and would like a free consultation, please let us know how to reach you:

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